SEC Form 4 · accession 0001140361-15-035598
Trade Street Residential, Inc. · TSRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Monarch Alternative Capital LP
Director · 10% Owner · Other
Monarch GP LLC
10% Owner
MDRA GP LP
10% Owner
Period of report
Sep 17, 2015
Accepted (ET)
Sep 21, 2015 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001299901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share ("Common Stock")F1,F2,F3 | Sep 17, 2015 | S$0 | 2,162,891 | — | D | 0 | I | See footnotes |
| Common StockF1,F2,F4 | Sep 17, 2015 | S$0 | 3,120,453 | — | D | 0 | I | See footnotes |
| Common StockF1,F2,F5 | Sep 17, 2015 | S$0 | 170,015 | — | D | 0 | I | See footnotes |
| Common StockF1,F2,F6 | Sep 17, 2015 | S$0 | 1,840,670 | — | D | 0 | I | See footnotes |
| Common StockF1,F2,F7 | Sep 17, 2015 | S$0 | 720,552 | — | D | 0 | I | See footnotes |
| Common StockF1,F2,F8 | Sep 17, 2015 | S$0 | 438,097 | — | D | 0 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1See Exhibit 99.1
- F2See Exhibit 99.1
- F3See Exhibit 99.1
- F4See Exhibit 99.1
- F5See Exhibit 99.1
- F6See Exhibit 99.1
- F7See Exhibit 99.1
- F8See Exhibit 99.1
Remarks
Solely for purposes of Section 16 of the Exchange Act, each of Monarch Alternative Capital LP, and by virtue of their control of Monarch Alternative Capital LP, MDRA GP LP and Monarch GP LLC, are directors-by-deputization by virtue of the Funds' (defined in Exhibit 99.1) designation of a member of the board of directors of TSRE. Adam Sklar, a Managing Principal of Monarch Alternative Capital LP, was a member of TSRE's board of directors until the Merger (as defined in Exhibit 99.1). Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filers' Information and Signatures