SEC Form 4 · accession 0001777939-26-000013

Axos Financial, Inc. · AX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP, Strategic Partnerships an

Period of report

Sep 15, 2026

Accepted (ET)

Sep 16, 2026 · 7:24 pm EDT

Rule 10b5-1 plan

box not checked

Issuer CIK

0001299709

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Sep 15, 2026	M	3,629	$92.68	A	133,007	D
Common Stock^F2	Sep 15, 2026	D	1,956	$92.68	D	131,051	D
Common Stock	holding	—	—		—	3,379	I	401(k) Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F3,F4,F5	—	Sep 15, 2026	M	3,629	D	—	—	Common Stock	3,629	9,764	D
Restricted Stock Units^F6,F4,F5	—	Sep 15, 2026	A	3,076	A	—	—	Common Stock	3,076	12,840	D

F1Represents shares of Common Stock issued on September 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.
F2Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.
F3The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.
F4Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
F5The RSUs vest as to one-third of the shares on each anniversary date of grant.
F6Grant to the reporting person on September 15, 2026 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.