SEC Form 4 · accession 0001419425-26-000005

Axos Financial, Inc. · AX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President and CEO · Director

Period of report

Jun 30, 2026

Accepted (ET)

Jul 1, 2026 · 6:52 pm EDT

Rule 10b5-1 plan

box not checked

Issuer CIK

0001299709

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jun 30, 2026	A	202,032	$97.39	A	1,618,261	D
Common Stock^F2	Jun 30, 2026	D	108,995	$97.39	D	1,509,266	D
Common Stock	holding	—	—		—	3,047	I	401(k) Plan
Common Stock	holding	—	—		—	170,680	I	by Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F3,F4	—	Jun 30, 2026	M	202,032	D	—	—	Common Stock	202,032	392,747	D

F1Represents shares of Common Stock issued on June 30, 2026 following the vesting of Restricted Stock Units ("RSUs") which vest one-fourth each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer.
F2Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.
F3The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.
F4The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant.