SEC Form 4 · accession 0001299709-18-000031
Axos Financial, Inc. · AX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James John Court
Director
Period of report
Mar 8, 2018
Accepted (ET)
Mar 9, 2018 · 7:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001299709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 8, 2018 | S | 7,800 | $40.3132 | D | 28,856 | D | |
| Common Stock | Mar 9, 2018 | S | 1,200 | $40.43 | D | 27,656 | D | |
| Common StockF2 | holding | — | — | — | 1,200 | I | by Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades, at prices ranging from $40.18 to $40.42. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.
- F2IRA account for Susan M Court