SEC Form 4 · accession 0001299709-17-000112
Axos Financial, Inc. · AX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward James Ratinoff
Director
Period of report
Nov 2, 2017
Accepted (ET)
Nov 3, 2017 · 8:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001299709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 2, 2017 | S | 7,540 | $26.7992 | D | 29,600 | D |
Table II — derivative securities
No Table II lines on this filing.