SEC Form 4 · accession 0001299709-16-000328
Axos Financial, Inc. · AX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Theodore C Allrich
Director
Period of report
Nov 22, 2016
Accepted (ET)
Nov 23, 2016 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001299709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 22, 2016 | S | 5,000 | $24.25 | D | 225,076 | D |
Table II — derivative securities
No Table II lines on this filing.