SEC Form 4 · accession 0001299709-16-000189
Axos Financial, Inc. · AX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James John Court
Director
Period of report
Feb 19, 2016
Accepted (ET)
Feb 22, 2016 · 9:02 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001299709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 19, 2016 | P | 2,000 | $16.7655 | A | 29,116 | D | |
| Common StockF1 | holding | — | — | — | 1,200 | I | by Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1IRA account for Susan M Court