SEC Form 4 · accession 0001299709-16-000184
Axos Financial, Inc. · AX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew J Micheletti
Officer — EVP & Chief Financial Officer
Period of report
Feb 9, 2016
Accepted (ET)
Feb 10, 2016 · 1:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001299709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 9, 2016 | A | 504 | $21.05 | A | 504 | I | 401(k) Plan |
| Common Stock | holding | — | — | — | 457,484 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Based on the calculation finalized on February 9, 2016, and in accordance with the 401(k) Plan document and ERISA regulations shares were contributed to the 401(k) Plan and are fully vested.