SEC Form 4 · accession 0001299709-16-000180
Axos Financial, Inc. · AX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Garrabrants
Officer — President and CEO · Director
Period of report
Feb 9, 2016
Accepted (ET)
Feb 9, 2016 · 2:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001299709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 9, 2016 | A | 428 | $21.05 | A | 428 | I | 401(k) Plan |
| Common Stock | holding | — | — | — | 748,612 | D | ||
| Common Stock | holding | — | — | — | 170,680 | I | by Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Based on the calculation finalized on February 9, 2016, and in accordance with the 401(k) Plan document and ERISA regulations shares were contributed today and are fully vested.