SEC Form 4 · accession 0001299709-15-000161
Axos Financial, Inc. · AX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Garrabrants
Officer — President and CEO · Director
Period of report
Dec 8, 2015
Accepted (ET)
Dec 9, 2015 · 2:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001299709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 8, 2015 | P | 2,000 | $18.99 | A | 747,612 | D | |
| Common Stock | holding | — | — | — | 170,680 | I | by Trust |
Table II — derivative securities
No Table II lines on this filing.