SEC Form 4 · accession 0001299709-15-000152
Axos Financial, Inc. · AX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Garrabrants
Officer — President & CEO · Director
Period of report
Nov 4, 2015
Accepted (ET)
Nov 5, 2015 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001299709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 4, 2015 | P | 1,605 | $93.91 | A | 186,403 | D | |
| Common Stock | holding | — | — | — | 42,670 | I | by Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades, at prices ranging from $93.65 to $94.06. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased and the prices at which each transaction was effected.