SEC Form 4 · accession 0001299709-15-000149
Axos Financial, Inc. · AX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Garrabrants
Officer — President & CEO · Director
Period of report
Nov 3, 2015
Accepted (ET)
Nov 3, 2015 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001299709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 3, 2015 | P | 6,670 | $91.40 | A | 42,670 | I | by Trust |
| Common Stock | holding | — | — | — | 184,798 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held by the Mercury Children's Trust, for which the reporting person is the beneficial owner.
- F2This transaction was executed in multiple trades, at prices ranging from $85.38 to $94.94. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased and the prices at which each transaction was effected.