SEC Form 4 · accession 0001299709-15-000084
Axos Financial, Inc. · AX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Theodore C Allrich
Director
Period of report
Aug 11, 2015
Accepted (ET)
Aug 13, 2015 · 6:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001299709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 11, 2015 | S | 2,160 | $130.77 | D | 54,711 | D | |
| Common Stock | Aug 13, 2015 | S | 2,159 | $130.40 | D | 52,552 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades, at prices ranging from $130.50 to $131.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each transaction was effected.