SEC Form 4/A · accession 0000899243-16-027862
WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. · GFY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Daniel P Cronin
Director
Period of report
Aug 18, 2016
Accepted (ET)
Aug 22, 2016 · 9:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001299393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Aug 18, 2016 | S | 2,500 | $16.052 | D | 10,831 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.05 to $16.08, inclusive. Mr. Cronin undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
- F2Includes shares purchased pursuant to the Fund's Dividend Reinvestment Plan.
- F3This Form 4 is filed for the purpose of correcting an error in a Form 4 filed by the Reporting Person on August 19, 2016 (the "Prior Form 4"), which incorrectly reported the amount of securities beneficially owned following the transactions reported in the Prior Form 4 as a result of an inadvertent typographical error. The amount reported in this Form 4 reflects the correct amount of securities beneficially owned following the transactions that were previously reported in the Prior Form 4.