SEC Form 4 · accession 0001437749-15-005870
TearLab Corp · TEAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Lindstrom
Director
Period of report
Mar 23, 2015
Accepted (ET)
Mar 23, 2015 · 8:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001299139
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 23, 2015 | M | 14,448 | $2.25 | A | 14,448 | D | |
| Common StockF1 | holding | — | — | — | 60,000 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $2.25 | Mar 23, 2015 | M | 14,448 | D | Jun 7, 2008 | Jun 7, 2015 | Common Stock | 14,448 | 0 | D |
Explanation of responses
- F1Shares held by Lindstrom Family #2 Limited Partnership.