SEC Form 5 · accession 0001437749-15-002370
TearLab Corp · TEAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Lindstrom
Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 11, 2015 · 2:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001299139
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 31, 2014 | G | 40,000 | $0.00 | D | 60,000 | I | See footnote to Item 6. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held by Lindstrom Family #2 Limited Partnership. Shares previously reported as directly held by the reporting person.