SEC Form 3 · accession 0000899243-18-009792

TearLab Corp · TEAR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Financial Officer

Period of report

Apr 2, 2018

Accepted (ET)

Apr 9, 2018 · 7:40 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001299139

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	holding	—	—		—	500	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F1	$22.40	holding	—	—	—	—	Sep 16, 2025	Common Stock	2,000	—	D
Employee Stock Option (right to buy)^F2	$6.90	holding	—	—	—	—	Jun 24, 2026	Common Stock	2,000	—	D

F1One third (1/3rd) of the shares subject to the Option shall vest on the one year anniversary of the Initial Vesting Date; thereafter, one third (1/3rd) of the shares subject to the Option shall vest on the second anniversary of the Initial Vesting Date and one third (1/3rd) of the shares subject to the Option shall vest on the third year anniversary of the Initial Vesting Date, subject to the Optionee continuing to provide Service to the Company or any Subsidiary Corporation or Parent Corporation through such dates. The Initial Vesting Date is September 16, 2015.
F2One third (1/3rd) of the shares subject to the Option shall vest on the one year anniversary of the Initial Vesting Date; thereafter, one third (1/3rd) of the shares subject to the Option shall vest on the second anniversary of the Initial Vesting Date and one third (1/3rd) of the shares subject to the Option shall vest on the third year anniversary of the Initial Vesting Date, subject to the Optionee continuing to provide Service to the Company or any Subsidiary Corporation or Parent Corporation through such dates. The Initial Vesting Date is June 24, 2016.

Exhibit 24 - Power of Attorney