SEC Form 4 · accession 0001299130-15-000038
PACIFIC BIOSCIENCES OF CALIFORNIA, INC. · PACB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan K Barnes
Officer — EVP & Chief Financial Officer
Period of report
Mar 16, 2015
Accepted (ET)
Mar 16, 2015 · 7:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001299130
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $5.72 | Mar 16, 2015 | A | 250,000 | A | Mar 16, 2015 | Mar 16, 2025 | Common Stock | 250,000 | 250,000 | D |
Explanation of responses
- F11/48th of the shares subject to the option are immediately vested, and 1/48th of the shares will vest on the 15th day of each subsequent month over the next four years, provided that the Reporting Person continues to serve through each vesting date.