SEC Form 5 · accession 0001209191-18-003564
PACIFIC BIOSCIENCES OF CALIFORNIA, INC. · PACB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Michael Phillips
Officer — SVP, Research & Development
Period of report
Dec 31, 2017
Accepted (ET)
Jan 16, 2018 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001299130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2017 | P | 3,212 | $4.0715 | A | 190,922 | D | |
| Common StockF1 | Sep 1, 2017 | P | 3,244 | $4.0715 | A | 194,166 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.