SEC Form 4 · accession 0001209191-17-045937
PACIFIC BIOSCIENCES OF CALIFORNIA, INC. · PACB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin P Corcoran
Officer — SVP, Market Development
Period of report
Jul 20, 2017
Accepted (ET)
Jul 21, 2017 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001299130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 20, 2017 | M | 28,061 | $1.96 | A | 156,313 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $1.96 | Jul 20, 2017 | M | 28,061 | D | — | Nov 26, 2017 | Common Stock | 28,061 | 256 | D |
Explanation of responses
- F1The shares subject to the option are fully vested and exercisable.