SEC Form 4 · accession 0001209191-17-037670
PACIFIC BIOSCIENCES OF CALIFORNIA, INC. · PACB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Hunkapiller
Officer — Chairman, CEO & President · Director
Period of report
Jun 1, 2017
Accepted (ET)
Jun 5, 2017 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001299130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2017 | M | 500,000 | $3.01 | A | 2,300,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $3.01 | Jun 1, 2017 | M | 500,000 | D | — | Jan 9, 2022 | Common Stock | 500,000 | 500,000 | D |
Explanation of responses
- F1100% of the shares subject to the option are fully vested and exercisable.