SEC Form 4 · accession 0001209191-17-035328
PACIFIC BIOSCIENCES OF CALIFORNIA, INC. · PACB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lucy Shapiro
Director
Period of report
May 24, 2017
Accepted (ET)
May 25, 2017 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001299130
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $3.81 | May 24, 2017 | A | 25,000 | A | Jun 24, 2017 | May 24, 2027 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1The shares subject to the option will vest in equal monthly installments over a one year period.