SEC Form 4 · accession 0001299033-16-000036
Calamos Asset Management, Inc. /DE/ · CLMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
John P Calamos Sr.
Officer — Chairman and Global CIO · Director · 10% Owner
Calamos Family Partners, Inc.
10% Owner
Period of report
May 24, 2016
Accepted (ET)
May 26, 2016 · 12:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001299033
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 24, 2016 | P | 157 | $7.3937 | A | 7,874 | I | By spouse |
| Class A Common StockF2 | May 25, 2016 | P | 12,280 | $7.8008 | A | 1,406,199 | D | |
| Class A Common StockF1 | holding | — | — | — | 1,393,919 | D | ||
| Class A Common Stock | holding | — | — | — | 3,787,529 | I | By Calamos Investments LLC | |
| Class A Common Stock | holding | — | — | — | 7,874 | I | By spouse | |
| Class A Common Stock | holding | — | — | — | 3,787,529 | I | By Calamos Investments LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Total represents 638,645.8690 shares of Class A Common Stock and 755,273.00. Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).
- F2Total represents 650,926.2610 shares of Class A Common Stock and 755,273.00. Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).