SEC Form 4 · accession 0001258131-17-000006
Calamos Asset Management, Inc. /DE/ · CLMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith M Schappert
Other
Period of report
Feb 28, 2017
Accepted (ET)
Mar 1, 2017 · 3:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001299033
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 28, 2017 | D | 15,484 | $8.25 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted Stock Units disposed of pursuant to the Agreement and Plan of Merger dated as of January 10, 2017 by and among Calamos Parners LLC, CPCM Acqusition, Inc. and Calamos Asset Management, Inc.