SEC Form 4 · accession 0001258131-17-000003
Calamos Asset Management, Inc. /DE/ · CLMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William N Shiebler
Director
Period of report
Feb 18, 2017
Accepted (ET)
Feb 22, 2017 · 10:55 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001299033
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 18, 2017 | D | 2,598 | $8.25 | D | 15,484 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Total represents 15,484 Restricted Stock Units; Class A Common Stock disposed of via tender offer.