SEC Form 4 · accession 0001258131-15-000004
Calamos Asset Management, Inc. /DE/ · CLMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard W Gilbert
Director
Period of report
Mar 5, 2015
Accepted (ET)
Mar 9, 2015 · 11:09 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001299033
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Mar 5, 2015 | A | 3,783 | $0.00 | A | 29,439 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents Restricted Stock Units which will be settled solely in shares of Class A Common Stock. The Restricted Stock Units will vest in three installments, 25% on March 5, 2017, 15% on March 5, 2018, and 50% on March 5, 2019.
- F2Total represents 17,035.058 shares of Class A Common Stock and 12,404 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).