SEC Form 4 · accession 0001248580-17-000001
Calamos Asset Management, Inc. /DE/ · CLMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Behan
Officer — Pres., Head of Global Distrib.
Period of report
Feb 14, 2017
Accepted (ET)
Feb 16, 2017 · 12:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001299033
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 14, 2017 | F | 3,620 | $8.28 | A | 229,265 | D | |
| Class A Common Stock | Feb 15, 2017 | F | 2,304 | $8.27 | A | 226,961 | D | |
| Class A Common StockF1 | Feb 15, 2017 | F | 2,786 | $8.27 | A | 224,175 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Total represents 40,993.6607 shares of Class A Common Stock and 400,699 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).