SEC Form 4 · accession 0001221432-16-000170
Calamos Asset Management, Inc. /DE/ · CLMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas F Eggers
Director
Period of report
Nov 22, 2016
Accepted (ET)
Nov 22, 2016 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001299033
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Nov 22, 2016 | P | 51 | $7.1225 | A | 22,084 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Total represents 2,476.6720 shares of Class A Common Stock and 22,083.6720 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).