SEC Form 4 · accession 0001221432-16-000167
Calamos Asset Management, Inc. /DE/ · CLMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Behan
Officer — Pres., Head of Global Distrib.
Period of report
Aug 24, 2016
Accepted (ET)
Aug 25, 2016 · 5:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001299033
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Aug 24, 2016 | P | 0 | $7.187 | A | 232,252 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Total represents 30,008.7265 shares of Class A Common Stock and 202,243 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).