SEC Form 4 · accession 0001221432-16-000152
Calamos Asset Management, Inc. /DE/ · CLMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Behan
Officer — Pres., Head of Global Distrib.
Period of report
Mar 15, 2016
Accepted (ET)
Mar 17, 2016 · 10:47 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001299033
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Mar 15, 2016 | A | 217,518 | A | — | — | Class A Common Stock | 217,518 | 217,518 | D |
Explanation of responses
- F1Restricted Stock Units will be settled in Class A Common Stock or cash and vest in five equal installments of 20% on March 15 of years 2019 through 2023.