SEC Form 4 · accession 0001221432-16-000138
Calamos Asset Management, Inc. /DE/ · CLMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Behan
Officer — Pres., Head of Global Distrib.
Period of report
Mar 3, 2016
Accepted (ET)
Mar 4, 2016 · 12:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001299033
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 3, 2016 | F | 4,342 | $8.72 | D | 164,204 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Total represents 26,551.8815 shares of Class A Common Stock and 137,625 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).