SEC Form 4 · accession 0001221432-16-000129
Calamos Asset Management, Inc. /DE/ · CLMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nimish S Bhatt
Officer — SVP, Chief Financial Officer
Period of report
Feb 15, 2016
Accepted (ET)
Feb 17, 2016 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001299033
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 15, 2016 | F | 1,671 | $8.40 | D | 105,084 | D | |
| Class A Common StockF1 | Feb 15, 2016 | F | 1,857 | $8.40 | D | 103,227 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Total represents 58,949.3500 shares of Class A Common Stock and 44,278 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).