SEC Form 4 · accession 0001221432-16-000128
Calamos Asset Management, Inc. /DE/ · CLMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Behan
Officer — Pres., Head of Global Disttrib
Period of report
Feb 15, 2016
Accepted (ET)
Feb 17, 2016 · 10:45 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001299033
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 15, 2016 | F | 2,072 | $8.40 | D | 171,052 | D | |
| Class A Common StockF1 | Feb 15, 2016 | F | 2,506 | $8.40 | D | 168,546 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Total represents 20,327.8815 shares of Class A Common Stock and 148,218 Restrict Stock Units (which will be settled solely in shares of Class A Common Stock).