SEC Form 4/A · accession 0001221432-15-000097
Calamos Asset Management, Inc. /DE/ · CLMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert Behan
Officer — Pres., Head of Global Distrib.
Period of report
Nov 24, 2015
Accepted (ET)
Dec 2, 2015 · 2:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001299033
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Nov 24, 2015 | P | 0 | $9.3821 | A | 175,286 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Total represents 10,664.8815 shares of Class A Common Stock and 164,621 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).