SEC Form 4 · accession 0001221432-15-000093
Calamos Asset Management, Inc. /DE/ · CLMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
John P Calamos Sr.
Officer — Chairman, CEO, Global Co-CIO · Director · 10% Owner
Calamos Family Partners, Inc.
10% Owner
Period of report
Nov 24, 2015
Accepted (ET)
Nov 25, 2015 · 12:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001299033
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Nov 24, 2015 | P | 7,803 | $9.3821 | A | 1,149,878 | D | |
| Class A Common Stock | holding | — | — | — | 7,586 | I | By Spouse | |
| Class A Common Stock | holding | — | — | — | 3,428 | I | By Calamos Investments LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Total represents 495,842.9940 shares of Class A Common Stock and 654,035 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).