SEC Form 4 · accession 0001221432-15-000082
Calamos Asset Management, Inc. /DE/ · CLMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nimish S Bhatt
Officer — SVP & CFO
Period of report
Aug 25, 2015
Accepted (ET)
Aug 26, 2015 · 2:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001299033
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Aug 25, 2015 | P | 675 | $10.4593 | A | 108,085 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Total represents 51,506.6220 shares of Class A Common Stock and 56,578 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).