SEC Form 4 · accession 0001221432-15-000016
Calamos Asset Management, Inc. /DE/ · CLMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary D Black
Officer — EVP, Global Co-CIO · Director
Period of report
Mar 10, 2015
Accepted (ET)
Mar 11, 2015 · 12:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001299033
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 10, 2015 | A | 120,482 | $0.00 | A | 342,337 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents Stock Units which will be settled solely in Class A Common Stock. The Restricted Stock Units vest in three installments, 25% on March 10, 2017, 25% on March 10, 2018 and 50% on March 10, 2019.