SEC Form 4 · accession 0001225208-18-008908
CubeSmart · CUBE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan L Perry
Officer — SVP and CIO
Period of report
May 8, 2018
Accepted (ET)
May 8, 2018 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001298675
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | May 8, 2018 | M | 15,385 | $9.39 | A | 70,920 | D | |
| Common | May 8, 2018 | M | 12,755 | $11.36 | A | 83,675 | D | |
| Common | May 8, 2018 | M | 11,682 | $14.84 | A | 95,357 | D | |
| Common | May 8, 2018 | M | 11,601 | $15.67 | A | 106,958 | D | |
| Common | May 8, 2018 | M | 10,701 | $25.00 | A | 117,659 | D | |
| Common | May 8, 2018 | M | 8,624 | $26.30 | A | 126,283 | D | |
| Common | May 8, 2018 | S | 8,624 | $30.3124 | D | 117,659 | D | |
| Common | May 8, 2018 | S | 10,701 | $30.3124 | D | 106,958 | D | |
| Common | May 8, 2018 | S | 11,601 | $30.3124 | D | 95,357 | D | |
| Common | May 8, 2018 | S | 11,682 | $30.3124 | D | 83,675 | D | |
| Common | May 8, 2018 | S | 12,755 | $30.3124 | D | 70,920 | D | |
| Common | May 8, 2018 | S | 15,385 | $30.3124 | D | 55,535 | D | |
| Common | holding | — | — | — | 99 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $25.00 | May 8, 2018 | M | 10,701 | D | — | Jan 22, 2025 | Common | 10,701 | 0 | D |
| Stock Option (right to buy)F2 | $9.39 | May 8, 2018 | M | 15,385 | D | — | Jan 23, 2021 | Common | 15,385 | 0 | D |
| Stock Option (right to buy)F3 | $26.30 | May 8, 2018 | M | 8,624 | D | — | Jan 23, 2027 | Common | 8,624 | 17,247 | D |
| Stock Option (right to buy)F4 | $11.36 | May 8, 2018 | M | 12,755 | D | — | Jan 24, 2022 | Common | 12,755 | 0 | D |
| Stock Option (right to buy)F5 | $15.67 | May 8, 2018 | M | 11,601 | D | — | Jan 24, 2024 | Common | 11,601 | 0 | D |
| Stock Option (right to buy)F6 | $14.84 | May 8, 2018 | M | 11,682 | D | — | Jan 25, 2023 | Common | 11,682 | 0 | D |
Explanation of responses
- F1The original stock option for 10,701 shares became exercisable in three equal installments on January 23, 2016, 2017 and 2018.
- F2The original stock option for 15,385 shares became exercisable in three equal installments on January 24, 2012, 2013 and 2014.
- F3The original stock option for 25,871 shares became exercisable in three equal installments on January 23, 2018, 2019 and 2020.
- F4The original stock option for 12,755 shares became exercisable in three equal installments on January 25, 2013, 2014 and 2014.
- F5The original stock option for 11,601 shares became exercisable in three equal installments on January 24, 2015, 2016 and 2017.
- F6The original stock option for 11,682 shares became exercisable in three equal installments on January 25, 2014, 2015 and 2016.