SEC Form 4 · accession 0001225208-18-001048
CubeSmart · CUBE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William M Diefenderfer III
Director
Period of report
Jan 16, 2018
Accepted (ET)
Jan 16, 2018 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001298675
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Jan 16, 2018 | A | 67 | $27.36 | A | 131,980 | D | |
| Common | holding | — | — | — | 14,627 | I | By 401(k) Plan | |
| Common | holding | — | — | — | 10,412 | I | Roth IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom SharesF2 | — | Jan 16, 2018 | A | 191 | A | — | — | Common | 191 | 17,608 | D |
Explanation of responses
- F1These common shares were acquired through dividend reinvestment under the CubeSmart Deferred Trustees Plan, dated May 31, 2005.
- F2These phantom shares were acquired through reinvestment of dividend equivalents under the CubeSmart Trustees Deferred Compensation Plan, amended and restated January 1, 2007, and are payable in cash on a one-for-one basis after the reporting person ceases to serve as a trustee of the Company. The reporting person may elect to transfer these phantom shares at any time by reallocating his deemed investment option to another investment alternative, and such transfer will be effected on the first business day of the calendar quarter following the election.