SEC Form 4 · accession 0001225208-15-016755
CubeSmart · CUBE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy M Martin
Officer — CFO
Period of report
Aug 10, 2015
Accepted (ET)
Aug 12, 2015 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001298675
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Aug 10, 2015 | M | 5,600 | $19.97 | A | 127,725 | D | |
| Common | Aug 10, 2015 | S | 5,600 | $26.2029 | D | 122,125 | D | |
| Common | Aug 11, 2015 | M | 54,446 | $19.97 | A | 176,571 | D | |
| Common | Aug 11, 2015 | M | 22,596 | $3.79 | A | 199,167 | D | |
| Common | Aug 11, 2015 | S | 22,596 | $26.2597 | D | 176,571 | D | |
| Common | Aug 11, 2015 | S | 54,446 | $26.2597 | D | 122,125 | D | |
| Common | Aug 12, 2015 | M | 27,404 | $3.79 | A | 149,529 | D | |
| Common | Aug 12, 2015 | S | 27,404 | $26.20 | D | 122,125 | D | |
| Common | holding | — | — | — | 5,469 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $19.97 | Aug 10, 2015 | M | 5,600 | D | — | Mar 21, 2017 | Common | 5,600 | 54,446 | D |
| Stock Option (right to buy)F2 | $3.79 | Aug 11, 2015 | M | 22,596 | D | — | Jan 23, 2019 | Common | 22,596 | 172,297 | D |
| Stock Option (right to buy)F1 | $19.97 | Aug 11, 2015 | M | 54,446 | D | — | Mar 21, 2017 | Common | 54,446 | 0 | D |
| Stock Option (right to buy)F2 | $3.79 | Aug 12, 2015 | M | 27,404 | D | — | Jan 23, 2019 | Common | 27,404 | 144,893 | D |
Explanation of responses
- F1The original stock option for 60,046 shares became exercisable in three equal installments on March 22, 2008, 2009, and 2010.
- F2The original stock option for 194,893 shares became exercisable in three equal installments on January 23, 2010, 2011 and 2012.