SEC Form 4 · accession 0001297996-16-000246
DIGITAL REALTY TRUST, INC. · DLR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward F Sham
Officer — Sr. Vice President, Controller
Period of report
Sep 14, 2016
Accepted (ET)
Sep 16, 2016 · 6:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001297996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 14, 2016 | M | 2,701 | $41.73 | A | 19,039 | D | |
| Common Stock | Sep 14, 2016 | S | 2,701 | $92.90 | D | 16,338 | D | |
| Common Stock | Sep 14, 2016 | S | 5,000 | $92.90 | D | 11,338 | D | |
| Common Stock | Sep 15, 2016 | S | 7,000 | $92.05 | D | 4,338 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F2,F3 | — | Sep 14, 2016 | M | 2,701 | D | — | — | Common Stock | 2,701 | 0 | D |
Explanation of responses
- F1Exercise price of derivative security is $41.73
- F2Date exercisable is 05/02/2008. The option vested as to 20% on 05/02/2008 and thereafter vested 1-2/3% monthly. The option became fully vested on 5/2/2012.
- F3Expiration date is 05/02/2017