SEC Form 4 · accession 0001209191-15-030440
ExlService Holdings, Inc. · EXLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Garen K Staglin
Director
Period of report
Mar 27, 2015
Accepted (ET)
Mar 31, 2015 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001297989
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Mar 27, 2015 | M | 1,250 | $11.875 | A | 6,250 | D | |
| Common Stock, par value $0.001 per shareF3 | Mar 27, 2015 | S | 1,250 | $36.4788 | D | 5,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F4 | $11.875 | Mar 27, 2015 | M | 1,250 | D | — | Jun 23, 2015 | Common Stock, par value $0.001 per share | 1,250 | 13,750 | D |
Explanation of responses
- F1On March 27, 2015 the reporting person exercised previously issued options to purchase an aggregate of 1,250 shares of common stock of ExlService Holdings, Inc.
- F2This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.
- F3This transaction was executed in multiple trades at prices ranging from $36.16 to $36.73 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F413,750 of these options are fully vested and exercisable.
Remarks
Mr. Oseni is the Company's Head of Administration and Accounts.