SEC Form 4 · accession 0001209191-15-012298
ExlService Holdings, Inc. · EXLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rohit Kapoor
Officer — CEO & Vice Chairman · Director
Period of report
Feb 8, 2015
Accepted (ET)
Feb 11, 2015 · 8:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001297989
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1 | Feb 8, 2015 | M | 18,750 | — | A | 327,287 | D | |
| Common Stock, par value $0.001 per shareF1 | Feb 8, 2015 | M | 673 | — | A | 327,960 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 8, 2015 | M | 18,750 | D | — | — | Common Stock, par value $0.001 per share | 18,750 | 37,500 | D |
| Restricted Stock UnitsF1,F3 | — | Feb 8, 2015 | M | 673 | D | — | — | Common Stock, par value $0.001 per share | 673 | 674 | D |
Explanation of responses
- F1Restricted stock units of ExlService Holdings, Inc. convert into common stock, par value $0.001 per share on a one-for-one basis.
- F218,750 shares of restricted stock units became vested on February 8, 2015; an additional 18,750 shares of the restricted stock units will vest on February 8, 2016; and the remaining balance i/n/o 18,750 shares of the restricted stock units will vest on February 8, 2017.
- F3673 shares of restricted stock units became vested on February 8, 2015, and the remaining balance i/n/o 674 shares of restricted stock units will vest on February 8, 2016.
Remarks
Mr. Oseni is the Company's Head of Administration and Accounts