SEC Form 4 · accession 0001209191-15-009876

ExlService Holdings, Inc. · EXLS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CEO & Vice Chairman · Director

Period of report

Feb 3, 2015

Accepted (ET)

Feb 5, 2015 · 5:01 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001297989

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $0.001 per share^F1,F2	Feb 3, 2015	M	9,375	—	A	368,001	D
Common Stock, par value $0.001 per share^F3	holding	—	—		—	333,185	I	See Footnote
Common Stock, par value $0.001 per share^F4	holding	—	—		—	177,134	I	See Footnote
Common Stock, par value $0.001 per share^F5	holding	—	—		—	84,000	I	See Footnote
Common Stock, par value $0.001 per share^F6	holding	—	—		—	84,000	I	See Footnote
Common Stock, par value $0.001 per share^F7	holding	—	—		—	250,000	I	See Footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1,F8	—	Feb 3, 2015	M	9,375	D	—	—	Common Stock, par value $0.001 per share	9,375	0	D

F1Restricted stock units of ExlService Holdings, Inc. convert into common stock, par value $0.001 per share on a one-for-one basis.
F2Owned by Rohit Kapoor.
F3Owned by Rohit Kapoor 2012 Family Trust.
F4Owned by Rohit Kapoor 2005 Grantor Retained Annuity Trust.
F5Owned by Rohit Kapoor Spousal Lifetime Access Trust.
F6Owned by Shikha Kapoor 2005 Family Trust.
F7Owned by Rohit Kapoor 2013 Grantor Retained Annuity Trust.
F8On February 3, 2011, the reporting person was granted 37,500 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. The remaining balance i/n/o 9,375 shares of restricted stock units became vested on February 3, 2015.

Mr. Oseni is the Company's Head of Administration and Accounts