SEC Form 4/A · accession 0001209191-15-009583
ExlService Holdings, Inc. · EXLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Pavan Bagai
Officer — President & COO
Period of report
Feb 3, 2014
Accepted (ET)
Feb 4, 2015 · 7:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001297989
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1,F2 | Feb 3, 2014 | M | 4,547 | — | A | 74,326 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1As of February 3, 2014, ExlService Holdings, Inc. (the "Company") issued 4,547 shares of common stock, par value $0.001 per share ("Common Stock"), to the reporting person upon the vesting of shares of restricted stock previously granted to the reporting person.
- F2The reporting person's Form 4 filed on February 5, 2014 inadvertently overstated the amount of shares of Common Stock directly held by the reporting person by 27,000, which amount was also included in the subsequent Forms 4 filed by the reporting person.
Remarks
The purpose of this Form 4/A is to amend the reporting person's original Form 4, as more particularly described in footnote 2 above. Mr. Oseni is the Company's Head of Administration and Accounts.