SEC Form 4/A · accession 0001209191-15-003245
ExlService Holdings, Inc. · EXLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Rohit Kapoor
Officer — CEO & Vice Chairman · Director
Period of report
Jun 18, 2014
Accepted (ET)
Jan 8, 2015 · 6:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001297989
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF2,F3,F4 | Jun 18, 2014 | S | 2,439 | $29.4549 | D | 596,836 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.
- F2This transaction was executed in multiple trades at prices ranging from $29.45 to $29.465 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F310,768 shares were omitted from the reporting person's Form 4 filed on June 20, 2014, and were also omitted from the subsequent Forms 4 filed by the reporting person.
- F4Owned by Rohit Kapoor.
Remarks
The purpose of this Form 4/A is to amend the reporting person's original Form 4, as more particularly described in footnote 3 above. Mr. Oseni is the Company's Head of Administration and Accounts.