SEC Form 4 · accession 0001144204-18-064307
ExlService Holdings, Inc. · EXLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Garen K Staglin
Director
Period of report
Dec 10, 2018
Accepted (ET)
Dec 12, 2018 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001297989
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Dec 10, 2018 | M | 5,630 | $8.51 | A | 24,476 | D | |
| Common Stock, par value $0.001 per shareF3 | Dec 10, 2018 | S | 5,500 | $54.88 | D | 18,976 | D | |
| Common Stock, par value $0.001 per shareF4 | Dec 10, 2018 | S | 130 | $55.54 | D | 18,846 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F5 | $8.505 | Dec 10, 2018 | M | 5,630 | D | — | Jan 2, 2019 | Common Stock, par value $0.001 per share | 5,630 | 0 | D |
Explanation of responses
- F1On December 10, 2018, the reporting person exercised previously issued options to purchase an aggregate of 5,630 shares of common stock of ExlService Holdings, Inc.
- F2The sales was made pursuant to a 10b5-1 plan previously entered into by the reporting person.
- F3This transaction was executed in multiple trades at prices ranging from $54.44 to $55.14 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F4This transaction was executed in multiple trades at prices ranging from $55.47 to $55.77 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F5On January 2, 2009, the reporting person was granted 16,892 stock options. 100 percent of these options became vested and exercisable on December 31, 2009.
Remarks
Mr. Oseni is the Company's Head of Administration and Accounts