SEC Form 4 · accession 0001144204-18-015911

ExlService Holdings, Inc. · EXLS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP & CFO

Period of report

Mar 16, 2018

Accepted (ET)

Mar 20, 2018 · 5:00 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001297989

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $0.001 per share	Mar 16, 2018	M	3,000	$9.59	A	14,361	D
Common Stock, par value $0.001 per share^F3	Mar 16, 2018	S	3,000	$59.62	D	11,361	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Options (right to buy)^F4	$9.59	Mar 16, 2018	M	3,000	D	—	Jun 1, 2019	Common Stock, par value $0.001 per share	3,000	36,000	D

F1On March 16, 2018, the reporting person exercised previously issued options to purchase an aggregate of 3,000 shares of common stock of ExlService Holdings, Inc.
F2This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.
F3This transaction was executed in multiple trades at prices ranging from $59.60 to $59.68 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F4On June 1, 2009, the reporting person was granted 100,000 stock options. 10 percent of these options became vested and exercisable on June 1, 2010, an additional 20 percent became vested and exercisable on June 1, 2011, an additional 30 percent became vested and exercisable on June 1, 2012, and the balance of 40 percent became vested and exercisable on June 1, 2013.

Mr. Oseni is the Company's Head of Administration and Accounts.