SEC Form 4 · accession 0001144204-17-060452
ExlService Holdings, Inc. · EXLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David B Kelso
Director
Period of report
Nov 17, 2017
Accepted (ET)
Nov 21, 2017 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001297989
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Nov 17, 2017 | M | 4,630 | $18.24 | A | 6,576 | D | |
| Common Stock, par value $0.001 per shareF2 | Nov 17, 2017 | S | 6,576 | $61.66 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F3 | $18.24 | Nov 17, 2017 | M | 4,630 | D | — | Jan 4, 2020 | Common Stock, par value $0.001 per share | 4,630 | 4,629 | D |
Explanation of responses
- F1On November 17, 2017 the reporting person exercised previously issued options to purchase an aggregate of 4,630 shares of common stock of ExlService Holdings, Inc.
- F2This transaction was executed in multiple trades at prices ranging from $61.59 to $6176 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3On January 4, 2010, the reporting person was granted 9,259 stock options. 100 percent of these options became vested and exercisable on December 31, 2010.
Remarks
Mr. Oseni is the Company's Head of Administration and Accounts