SEC Form 4 · accession 0001144204-17-050072

ExlService Holdings, Inc. · EXLS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP

Period of report

Sep 25, 2017

Accepted (ET)

Sep 27, 2017 · 5:01 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001297989

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $0.001 per share	Sep 25, 2017	M	19,391	$23.82	A	30,088	D
Common Stock, par value $0.001 per share^F3	Sep 25, 2017	S	19,391	$57.40	D	10,697	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Options (right to buy)^F4	$23.82	Sep 25, 2017	M	19,391	D	—	Apr 24, 2018	Common Stock, par value $0.001 per share	19,391	14,239	D

F1On September 25, 2017 the reporting person exercised previously issued options to purchase an aggregate of 19,391 shares of common stock of ExlService Holdings, Inc.
F2This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.
F3This transaction was executed in multiple trades at prices ranging from $56.86 to $57.67 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F4On April 24, 2008, the reporting person was granted 40,000 stock options. 10 percent of these options became vested and exercisable on April 24, 2009, an additional 20 percent became vested and exercisable on April 24, 2010, an additional 30 percent became vested and exercisable on April 24, 2011, and the balance of 40 percent became vested and exercisable on April 24, 2012.

Mr. Oseni is the Company's Head of Administration and Accounts.